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Mr. Jeffrey Roy is the trading principal of The Roy Funds, LLC. The Roy Funds, LLC. is located at 1934 Robincrest Glenview IL 60025. The telephone number is 1 (312) 719.5769. Mr. Roy had been previously registered as a Commodity Trading Advisor (“CTA”) with the Commodity Futures Trading Commission (“CFTC”) as a CTA on March 13, 1995 and became member of the National Futures Association (“NFA”) in that capacity on June 4, 1996. Mr. Roy registered The Roy Funds, Inc. as a CTA on April 13, 2004 and it became an NFA member on April 22, 2004. Later, Mr. Roy registered The Roy Funds, LLC. as a CTA and an NFA member on December 6, 2005. Mr. Roy is also a former member of the Chicago Mercantile Exchange.

Mr. Roy attended Loyola University of Chicago where he concentrated his studies in the fields of Economics, Mathematics and Statistics. Mr. Roy received scholastic recognition in 1992, by placing first in the statistical analysis competition held at Northwestern University as well as being selected by the National Science Association as 1 of 10 students nationally to participate in a statistical modeling research project at Western Washington University. While attending college, Mr. Roy was registered as a Commodity Trading Advisor and programmed trading strategies that he used primarily for his personal trading.

After college, Mr. Roy developed, programmed, and implemented mechanical trading systems for The Pardo Corporation and Robbins Trading Company in suburban Chicago before accepting a position with Bressert Investment Group in Chicago where he created a trading systems division to implement the firm's proprietary trading systems. Mr. Roy founded two consulting companies, MarketSolve and TradeStorm, Inc., to cater to the specialized system development and programming needs of professional traders and institutional trading entities. Mr. Roy is currently a registered AP and Vice President with Alaron Futures and Options in Chicago. Mr. Roy has been with Alaron for the last 8 years. Mr. Roy was registered with the CFTC as a Floor Broker in February, 2002. In July, 2002, Mr. Roy created a cutting edge electronic trading division within Alaron. Mr. Roy founded The Roy Funds, Inc. in January, 2004 and registered it as both a Commodity Trading Advisor and an National Futures Association member in April, 2004. The Roy Funds began trading proprietary accounts in September, 2004 and began managing customer funds in January, 2005. Over the last 14 years, Mr. Roy has researched, designed, and implemented hundreds of technical trading strategies for use by individual and institutional clients worldwide. Jeffrey Roy is a former member of the Chicago Mercantile Exchange.